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R. Clock Synchronization
This topic includes information related to the requirements for synchronization of business clocks.
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10/24/2019
FAQ
R2.
If I am an agency broker-dealer and I send my orders through a third-party service provider’s system (e.g., Bloomberg), what clock synchronization compliance obligations do I have with regard to the third-party service provider’s clocks and my own clocks? Do I need to do anything with regard to the internal systems (e.g., internal PCs or servers) or clocks within my own firm to satisfy the clock synchronization requirements?
Topics
R. Clock Synchronization
10/24/2019
FAQ
R6.
Must broker-dealers maintain a log of the times clocks are synchronized?
Topics
R. Clock Synchronization
06/18/2019
FAQ
R5.
What clock synchronization procedures are required to comply with the CAT NMS Plan?
Topics
R. Clock Synchronization
06/18/2019
Announcement
Annual Clock Synchronization Certification
Topics
R. Clock Synchronization
11/15/2018
FAQ
R3.
Does the CAT NMS Plan allow Industry Members to continue to write the time on order tickets or are Industry Members required to purchase mechanical time clocks?
Topics
R. Clock Synchronization
03/21/2018
FAQ
R1.
What are the CAT clock synchronization standards for CAT Reporters?
Topics
R. Clock Synchronization
06/15/2017
FAQ
R4.
When during the day should clocks be synchronized?
Topics
R. Clock Synchronization
06/15/2017
Reference Material
Clock Synchronization Assessment
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A. General
R. Clock Synchronization
Event
Industry Webinar - CAT 101
CAT 101 01/08/20 - Presentation
Audio file
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A. General
B. Reporting Requirements
M. Firm Designated ID
N. Third Party Reporting
P. Feedback and Error Correction
R. Clock Synchronization
T. Production Readiness Testing
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