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M. Firm Designated ID
This topic includes information related to the Firm Designated ID (“FDID”) and use cases.
Displaying 21 - 30 of 43 results
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M. Firm Designated ID
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05/05/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call and Transformed Identifiers Creation Webinar (May 5, 2021)
Monthly CAIS/LTID Industry Testing Checkpoint Call (5/5/21)- Presentation
TID Creation Webinar (5/5/21)- Presentation
Audio file
Topics
M. Firm Designated ID
P. Feedback and Error Correction
Q. Customer and Account Information
04/20/2021
FAQ
M4.
Which Firm Designated ID (FDID) must be provided in scenarios involving managed accounts where an order may be placed in a master account with subaccount allocations made at a later time?
Topics
M. Firm Designated ID
04/20/2021
FAQ
M8.
When will Industry Members be required to report the Firm Designated ID (FDID) to the CAT?
Topics
M. Firm Designated ID
02/17/2021
Event
CAIS Onboarding & LTID Submission for Small Firms (2/17/21)
CAIS Onboarding & LTID Submission for Small Firms (2/17/2021)- Presentation
Audio file
Topics
M. Firm Designated ID
Q. Customer and Account Information
T. Production Readiness Testing
02/09/2021
Event
CAT Customer and Account Reporting Requirements and CAIS Technical Specification Overview (2/9/21)
CAT Customer and Account Reporting Requirements and CAIS Technical Specification Overview(February 2021)- Presentation
Audio file
Topics
M. Firm Designated ID
Q. Customer and Account Information
T. Production Readiness Testing
08/12/2020
Event
LTID Submission Webinar (8/12/2020)
LTID Submission Webinar (8/12/2020)- Presentation
Audio file
Topics
M. Firm Designated ID
Q. Customer and Account Information
T. Production Readiness Testing
03/12/2020
FAQ
M15.
What should be reported as the Firm Designated ID (“FDID”) when an employee of the Industry Member is exercising discretion over multiple client accounts and creates an aggregated order for which a trading account number of the Industry Member is not available at the time of order origination?
Topics
M. Firm Designated ID
02/27/2020
Governance
New Proposed CAT NMS Plan Amendment related to FDID
Topics
A. General
M. Firm Designated ID
02/20/2020
Event
Industry Webinar - FDID Refresher and Introduction to Allocation Reporting (2/19/2020)
FDID Refresher and Introduction to Allocation Reporting (2/19/2020) - Presentation
Audio file
Topics
M. Firm Designated ID
U. Allocations
12/18/2019
Event
Industry Webinar – Initial CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID (12/18/2019)
CAT Customer and Account Information System (CAIS) Specification for Firm Designated ID (FDID) and Large Trader ID (LTID)
Audio file
Topics
B. Reporting Requirements
M. Firm Designated ID
Q. Customer and Account Information
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