Latest Updates | CATNMSPLAN

08/25/2021
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0 r4
08/24/2021
FAQ| D. Order Receipt
D37. Are Industry Members that provide sponsored access/direct market access required to report the ‘DIR’ handlingInstructions value on the Order Accepted or New Order event?
08/19/2021
Event
Monthly CAT Implementation Update and FINRA (SRO) Status Update on OATS Retirement (August 19, 2021)
08/17/2021
Event
CAT CAIS Technical Specification Working Group Q&A - August 17, 2021
08/16/2021
Announcement
Annual FINRA CAT User Account Certification Process For CAT Reporting Agents (CRAs)
08/10/2021
Event
Industry Testing Checkpoint Call (August 10, 2021)
08/05/2021
Reference Material
Consolidated Audit Trail LLC 2020 Financial Statements
08/05/2021
Reference Material
CAT NMS LLC 2019 and 2018 Financial Statements
08/05/2021
Reference Material
Consolidated Audit Trail LLC 2019 Financial Statement
08/05/2021
Reference Material
CAT NMS LLC 2018 and 2017 Audited Financial Statements
08/04/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call (August 4, 2021)
08/03/2021
Event
CAT Technical Specification Working Group Q&A - August 3, 2021
08/02/2021
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r10
07/28/2021
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r3
07/28/2021
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v1.2.1 (Redlined)

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