Latest Updates | CATNMSPLAN

12/07/2021
FAQ| B. Reporting Requirements
B76. Are Industry Members required to report Route Cancelled events to CAT for “mass cancels” initiated by a single instruction given to an execution venue?
12/07/2021
CAT Alert
CAT Alert 2021-03-Phase 2d: Transitioning from Phase 2c and Coordinated Industry Tests
12/01/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call (December 1, 2021)
12/01/2021
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r7
12/01/2021
Event
Industry Testing Checkpoint Call (November 30, 2021)
11/30/2021
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.0.0 r8
11/30/2021
FAQ| B. Reporting Requirements
B42. Are Industry Members required to report the receipt of a cancellation or modification instruction to the CAT if the order is terminal (i.e., it has already been fully executed or cancelled)?
11/24/2021
Technical Specifications
Transition Support: Schema Changes to Existing Phase 2c Events v1.3
11/23/2021
Event
Industry Testing Checkpoint Call (November 23, 2021)
11/23/2021
FAQ| K. Options
K21. When must cancel information be reported for an Option Trade Event (“MOOT”)?
11/19/2021
Event
Monthly CAT Implementation Update (November 18, 2021)
11/17/2021
Event
Industry Testing Checkpoint Call (November 16, 2021)
11/17/2021
Event
CAT CAIS Technical Specification Working Group Q&A - November 16, 2021
11/16/2021
FAQ| P. Feedback and Error Correction
P6. Can previously accepted records be corrected?
11/16/2021
FAQ| P. Feedback and Error Correction
P13. If a GTC limit order is executed several months after receipt of the order, will CAT reject the Trade Event?

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics