Latest Updates | CATNMSPLAN

01/13/2022
FAQ| Q. Customer and Account Information
Q26. What actions does a Reporting Agent need to take to certify the broker-dealers (CRDs) it will be reporting on behalf of?
01/12/2022
Event
Small Firms Transaction Report Cards Webinar (January 12, 2022)
01/06/2022
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call (January 5, 2022)
01/06/2022
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r13
01/04/2022
Announcement
2022 Annual Clock Synchronization Certification
12/22/2021
Event
Industry Testing Checkpoint Call (December 21, 2021)
12/21/2021
Event
CAT Technical Specification Working Group - December 21, 2021
12/20/2021
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r12
12/17/2021
Technical Specifications
Customer & Account Technical Specifications for Industry Members Appendix E
12/17/2021
Technical Specifications
Appendix E - Region Codes
12/16/2021
Event
Monthly CAT Implementation Update (December 15, 2021)
12/16/2021
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0 r6
12/15/2021
Event
Industry Testing Checkpoint Call (December 14, 2021)
12/15/2021
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r8
12/14/2021
FAQ| E. Order Routing and Execution
E10. Can an order be marked as Short Exempt on the Order Route event if the order was reported as a regular short sale on the related New Order event?

« First
‹ Previous
…
31
32
33
34
35
36
37
38
39
…
Next ›
Last »

Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].