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12/08/2022
Event
CAIS Industry Testing Checkpoint Call (December 7, 2022)
12/07/2022
FAQ
| B. Reporting Requirements
B59.
What are the reporting requirements when a Stop, Stop Limit, Stop on Quote, or Stop Limit on Quote order is triggered?
12/07/2022
FAQ
| B. Reporting Requirements
B62.
What are the CAT reporting requirements for Trailing Stop orders?
12/07/2022
FAQ
| B. Reporting Requirements
B47.
Order Internal Route Modified events are not required to be reported to CAT until Phase 2c. In Phase 2a, what orderID should be populated on events subsequent to the internal route modification (e.g., MEOR, MEOT)?
12/07/2022
FAQ
| B. Reporting Requirements
B60.
What party has the obligation to report the Order Effective event/Option Order Effective event/Multi-Leg Order Effective event (MEOE/MOOE/MLOE) to CAT when all underlying conditions are met such that the order becomes and remains effective?
11/30/2022
Event
CAIS Industry Testing Checkpoint Call (November 30, 2022)
11/30/2022
Basic page
Planned Full CAIS Technical Specification Updates
11/30/2022
Basic page
Industry Member Specifications
11/30/2022
Basic page
CAT CAIS- Known Issues List - Full CAIS
11/23/2022
Event
CAIS Industry Testing Checkpoint Call (November 22, 2022)
11/22/2022
Governance
Notice of Filing of Exemptive Request Letter Related to the Fourth Financial Accountability Milestone
11/21/2022
Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r16
11/17/2022
Event
Monthly CAT Update (November 17, 2022)
11/17/2022
Event
CAIS Industry Testing Checkpoint Call (November 16, 2022)
11/16/2022
Governance
Response to Order Instituting Proceedings on Proposed CAT NMS Plan Amendment Related to Alternative Funding
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