Latest Updates | CATNMSPLAN

08/08/2024
FAQ| V. CAT Billing
V27. Will invoices be rounded to the nearest penny?
08/06/2024
Reference Material
SEC Approved CAT NMS Plan as of 7/31/2024
08/06/2024
Announcement
2024 Annual FINRA CAT User Account Certification Process For CAT Reporting Agents (CRAs)
08/02/2024
Reference Material
CAT Fee Alert 2024-1
08/02/2024
Reference Material
CAT LLC- Revised 2024 Financial and Operating Budget
07/30/2024
FAQ| B. Reporting Requirements
B37. How should buy-ins be reported to CAT?
07/29/2024
Reference Material
Q2 and Q3 2024 QPR
07/26/2024
Basic page
CAT CAIS Industry Member Report Card- Known Issues List
07/24/2024
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.1.0 r3
07/23/2024
CAT Alert
CAT Alert 2024-01: Mapping of Exempted Port-Level Settings
07/19/2024
Technical Specifications
FDID Refresh Report Metadata File Schema
07/19/2024
Reference Material
Outstanding Material Inconsistencies Data Feedback File Schema
07/19/2024
Technical Specifications
FDID Refresh Report Data File Schema
07/18/2024
Event
Monthly CAT Update (July 18, 2024)
07/18/2024
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.2

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Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].