Event Materials

On Monday, December 9, 2019, at 2 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host a CAT Reporter Portal Industry Webinar and Demo that will cover Industry Test Release 1.2 functionality (Basic Reporting Statistics, Manual File Upload, Submission). The event will be held at 2 pm ET.

Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.

On Monday, November 18, 2019, at 4:15 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host a CAT Reporter Portal Industry Webinar and Demo that will also cover Multi-Factor Authentication and Industry Test Release 1.1 Functionality. The event will be held at 4:15 pm ET.

Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.

On Monday, October 28, 2019, at 4:15 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host a CAT Reporter Portal Overview industry webinar that will also cover key upcoming dates. The event will be held at 4:15 pm ET.

Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.

On Thursday, September 26, 2019, at 10:00 am ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host a CAT Connectivity Update industry webinar. The event will be held at 10:00 am ET.

Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.

On Wednesday, September 18, 2019, at 4:15 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar on OTC Equities. 

The event will be held at 4:15 pm ET. Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. The presentation document and recording will be posted.