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A. General

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C. Definitions

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F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

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05/17/2016
Governance
SEC Notice of Filing of the Consolidated Audit Trail National Market System Plan and Request for Comment
02/09/2016
Governance
Clean Version of the 12/23/15 Amended and Restated Consolidated Audit Trail National Market System Plan (CAT NMS Plan) Submission

Topics

A. General
06/12/2015
Technical Specifications
EBS-CAT Gap Analysis

Topics

A. General
CAT Alert
CAT Alert 2019-04 - Feedback Definition for Named Errors

Topics

P. Feedback and Error Correction
CAT Alert
CAT Alert 2019-03 - CAT Industry Member Reporting Scenarios Version 2.0

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B. Reporting Requirements

O. Technical Requirements
CAT Alert
CAT Alert 2019-02 - CAT Reporting Technical Specifications for Industry Members - Final

Topics

B. Reporting Requirements

O. Technical Requirements
CAT Alert
CAT Alert 2019-01 - Alternative Trading System (“ATS”) Order Type Identifier Registration

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H. ATS
CAT Alert
CAT Alert 2018-002 – Industry Member Technical Specification 1.0

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B. Reporting Requirements

O. Technical Requirements
CAT Alert
CAT Alert 2018-001 – Industry Member Reporting Technical Specifications

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B. Reporting Requirements

O. Technical Requirements
Event
CAT Technical Specification Working Group Q&A - 10/24/2019
- CAT Technical Specification Working Group Q&A - 10/24/2019 - Presentation
Audio file

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B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing

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