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A. General
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04/21/2023
Event
Monthly CAT Update (April 20, 2023)
Monthly CAT Update (April 20, 2023) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
04/21/2023
FAQ
D10.
How should orders received with instructions from the customer to buy as much stock as possible for a specific dollar amount (e.g., $1,000), commonly referred to as "cash" orders, be reported to CAT?
Topics
D. Order Receipt
04/20/2023
Reference Material
CAT Industry Member Technical Specifications (2d) v4.0.0 r19
04/19/2023
Governance
Extension Request Letter Related to the July 8 Order
04/18/2023
Event
CAT Technical Specifications Working Group - April 18, 2023
CAT Technical Specification Working Group (April 18, 2023) - Presentation
Audio file
Topics
B. Reporting Requirements
M. Firm Designated ID
04/17/2023
Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r18
04/06/2023
Event
Monthly CAIS Industry Testing Checkpoint Call (April 5, 2023)
Monthly CAIS Industry Testing Checkpoint Call (April 5, 2023) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
03/31/2023
Governance
Notice of Filing of Exemptive Request Letter Related to Verbal Floor and Upstairs Activity
03/29/2023
Reference Material
CAT LLC- Q1 2023 Financial and Operating Budget
03/24/2023
Event
Monthly CAT Update (March 23, 2023)
Monthly CAT Update (March 23, 2023) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
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