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UPCOMING EVENT
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Monthly CAT Update (December 19, 2024)
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09/05/2023
Technical Specifications
CAIS Data File Schema
09/05/2023
Technical Specifications
CAIS TIDS Schema
09/05/2023
Technical Specifications
CAIS TIDS Feedback Schema
08/22/2023
Event
CAT CAIS Technical Specifications Working Group - August 22, 2023
CAT CAIS Technical Specifications Working Group (August 22, 2023) - Presentation
Audio file
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Q. Customer and Account Information
08/17/2023
Event
Monthly CAT Update (August 17, 2023)
Monthly CAT Update (August 17, 2023) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
08/15/2023
Event
CAT Technical Specifications Working Group - August 15, 2023
CAT Technical Specifications Working Group (August 15, 2023) - Presentation
Audio file
Topics
B. Reporting Requirements
08/10/2023
CAT Alert
CAT Alert 2021-02- Standards for Completing the Customer And Account Reporting Disclosure Form
Topics
A. General
08/08/2023
CAT Alert
CAT Alert 2021-04-Phase 2e: Transitioning from LTID Account Phase to Full CAIS Phase
Topics
Q. Customer and Account Information
08/08/2023
Reference Material
Small Firm Roadmap to May, 31, 2024
Topics
B. Reporting Requirements
Q. Customer and Account Information
08/07/2023
Announcement
2023 Annual FINRA CAT User Account Certification Process For CAT Reporting Agents (CRAs)
Topics
A. General
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