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UPCOMING EVENT
Sep
19
Monthly CAT Update (September 19, 2024)
04:15PM EDT
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A. General
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C. Definitions
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E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
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R. Clock Synchronization
S. Security
T. Production Readiness Testing
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Timeline Activity
Last Day for Interim Reporting Obligation 3
Timeline Activity
Last Day for Interim Reporting Obligation 4
Reference Material
Q2 2022 QPR
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Q3 2022 QPR
Reference Material
Q4 2022 QPR
Reference Material
CAT LLC- 2023 Financial and Operating Budget
Reference Material
SEC Granting Exemptive Relief of Certain Requirements of the CAT NMS Plan
Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r21
Governance
Proposed CAT NMS Plan Amendment - Verbal Quotes (08/02/2024)
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