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UPCOMING EVENT
Dec
19
Monthly CAT Update (December 19, 2024)
04:15PM EST
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Displaying 1401 - 1410 of 1453 results
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A. General
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F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
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T. Production Readiness Testing
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Timeline Activity
Industry Members are required to begin reporting Quote Sent Time on OMM quotes
Announcement
SEC Approval Order of Exemptive Request Letter related to Phased CAT Reporting Timeline for Industry Members
Announcement
SEC Approval Order of Exemptive Request Letter related to Introducing Broker Small Industry Members
Technical Specifications
Technical Specifications for IDQS
Event
Daily Industry Testing Checkpoint Call (6/17/2020)
Topics
B. Reporting Requirements
P. Feedback and Error Correction
Event
Daily Industry Testing Checkpoint Call (6/15/2020)
Topics
B. Reporting Requirements
P. Feedback and Error Correction
Timeline Activity
Equities ONLY- Report Card Availability
Timeline Activity
Equities AND Options- Report Card Availability
Event
Daily Industry Testing Checkpoint Call (6/18/2020)
Topics
B. Reporting Requirements
P. Feedback and Error Correction
Event
Daily Industry Testing Checkpoint Call (6/19/2020)
Topics
B. Reporting Requirements
P. Feedback and Error Correction
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