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A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

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07/01/2020
FAQ
B58. How should the orderType field be populated for orders that are not market orders, but are not received/originated or routed with a specific limit price?

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B. Reporting Requirements
07/01/2020
FAQ
B61. What are the CAT reporting requirements for Stop Stock orders?

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B. Reporting Requirements
07/01/2020
Governance
Notice of Filing of Exemptive Request Letter Related to Certain Verbal Activity on and off Exchange Trading Floors

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A. General
06/30/2020
Technical Specifications
Industry Member Reporting Scenarios v2.6 (Redlined)
06/30/2020
Event
CAT Technical Specification Working Group Q&A - 6/30/20
- CAT Technical Specification Working Group Q&A 6/30/20- Presentation
Audio file

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B. Reporting Requirements

P. Feedback and Error Correction
06/30/2020
Technical Specifications
Customer & Account Technical Specifications for Industry Members DRAFT v2.0
06/30/2020
Technical Specifications
CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID v1.1.1 (Clean)
06/30/2020
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v4.0.0
06/30/2020
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 (Redlined)
06/30/2020
Technical Specifications
Industry Member Reporting Scenarios v2.6

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