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UPCOMING EVENT
Jan
16
Monthly CAT Update (January 16, 2025)
04:15PM EST
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A. General
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07/06/2022
Event
CAIS Industry Testing Checkpoint Call (July 6, 2022)
CAIS Industry Testing Checkpoint Call (July 6, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
07/01/2022
Governance
Notice of Filing of Exemptive Request Letter to Related to Phase 2e Reporting Compliance
06/29/2022
Event
CAIS Industry Testing Checkpoint Call (June 29, 2022)
CAIS Industry Testing Checkpoint Call (June 29, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
06/28/2022
FAQ
B68.
If an Industry Member uses the same account for both market making and non-market making proprietary activity, what accountHolderType should be used when reporting to CAT?
Topics
B. Reporting Requirements
06/28/2022
Event
Monthly CAT Update (June 28, 2022)
Monthly CAT Update (June 28, 2022) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
06/23/2022
Event
CAIS Industry Testing Checkpoint Call (June 22, 2022)
CAIS Industry Testing Checkpoint Call (June 22, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
06/21/2022
Event
CAT CAIS Technical Specification Working Group - June 21, 2022
CAT CAIS Technical Specification Working Group (June 21, 2022) - Presentation
Audio file
Topics
Q. Customer and Account Information
06/16/2022
Event
CAIS Industry Testing Checkpoint Call (June 15, 2022)
CAIS Industry Testing Checkpoint Call (June 15, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
06/14/2022
Event
CAT CAIS Technical Specification Working Group - June 14, 2022
CAT CAIS Technical Specification Working Group (June 14, 2022) - Presentation
CAT CAIS Technical Specification Working Group (June 14, 2022) - Q & A
Audio file
Topics
Q. Customer and Account Information
06/13/2022
Governance
Notice of Filing of Exemptive Request Letter Related to Verbal Floor and Upstairs Activity
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