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UPCOMING EVENT
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Monthly CAT Update (January 16, 2025)
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11/30/2022
Event
CAIS Industry Testing Checkpoint Call (November 30, 2022)
CAIS Industry Testing Checkpoint Call (November 30, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
11/23/2022
Event
CAIS Industry Testing Checkpoint Call (November 22, 2022)
CAIS Industry Testing Checkpoint Call (November 22, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
11/22/2022
Governance
Notice of Filing of Exemptive Request Letter Related to the Fourth Financial Accountability Milestone
11/21/2022
Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r16
11/17/2022
Event
CAIS Industry Testing Checkpoint Call (November 16, 2022)
CAIS Industry Testing Checkpoint Call (November 16, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
11/17/2022
Event
Monthly CAT Update (November 17, 2022)
Monthly CAT Update (November 17, 2022) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
11/16/2022
Governance
Response to Order Instituting Proceedings on Proposed CAT NMS Plan Amendment Related to Alternative Funding
11/15/2022
Event
CAT Technical Specifications Working Group - November 15, 2022
CAT Technical Specification Working Group (November 15, 2022)- Presentation
Audio file
Topics
B. Reporting Requirements
M. Firm Designated ID
Q. Customer and Account Information
11/14/2022
Reference Material
CAT LLC- Q4 2022 Financial and Operating Budget
11/09/2022
Event
CAIS Industry Testing Checkpoint Call (November 9, 2022)
CAIS Industry Testing Checkpoint Call (November 9, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
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