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UPCOMING EVENT
Jan
16
Monthly CAT Update (January 16, 2025)
04:15PM EST
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03/21/2018
FAQ
A14.
Will CAT tie the audit trail data to clearing data?
Topics
A. General
03/21/2018
FAQ
A15.
How will the SEC and Participants access the CAT Data for regulatory purposes?
Topics
A. General
03/21/2018
FAQ
A16.
What are the requirements for accessing historical CAT Data?
Topics
A. General
03/21/2018
FAQ
A17.
How many regulatory users are expected to access CAT Data?
Topics
A. General
03/21/2018
FAQ
A18.
Will the CAT provide the regulators with access to uncorrected data for surveillance?
Topics
A. General
03/21/2018
FAQ
A20.
Will there be third-party auditing requirements to make sure the CAT is working properly?
Topics
A. General
03/21/2018
FAQ
B1.
Are market maker quotes required to be reported to the CAT?
Topics
B. Reporting Requirements
03/21/2018
FAQ
S1.
What steps are being taken to ensure that the CAT is secure given heightened cybersecurity concerns?
Topics
S. Security
03/21/2018
FAQ
S2.
Will the CAT be required to satisfy the requirements of Reg SCI?
Topics
S. Security
03/21/2018
FAQ
R1.
What are the CAT clock synchronization standards for CAT Reporters?
Topics
R. Clock Synchronization
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