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UPCOMING EVENT
Jan
16
Monthly CAT Update (January 16, 2025)
04:15PM EST
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06/18/2019
FAQ
B38.
Does the requirement that broker-dealers report on actionable indications of interest pursuant to Rule 606, under the Securities Exchange Act of 1934, change what is reportable to CAT?
Topics
B. Reporting Requirements
06/18/2019
FAQ
C4.
The affiliateFlag requires the designation of an affiliate. How should CAT Reporters determine who is an "affiliate" for these purposes?
Topics
C. Definitions
06/18/2019
FAQ
R5.
What clock synchronization procedures are required to comply with the CAT NMS Plan?
Topics
R. Clock Synchronization
06/18/2019
FAQ
P4.
When will rejections be available?
Topics
P. Feedback and Error Correction
06/18/2019
FAQ
P9.
For what reasons are records rejected by CAT?
Topics
P. Feedback and Error Correction
06/18/2019
FAQ
P12.
Can accepted data be viewed in CAT?
Topics
P. Feedback and Error Correction
06/18/2019
FAQ
O4.
If a clearing firm enters into agreements with each of its correspondents to transmit data to CAT on behalf of the correspondents, is a separate Reporter ID required for each correspondent?
Topics
O. Technical Requirements
06/18/2019
FAQ
O5.
Can order events for more than one CAT Reporter be submitted to CAT in a single file?
Topics
O. Technical Requirements
06/18/2019
FAQ
O7.
Where can information on obtaining entitlement to CAT be found?
Topics
O. Technical Requirements
06/18/2019
FAQ
O9.
Where can information on obtaining access to the private network for reporting to CAT be found?
Topics
O. Technical Requirements
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