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UPCOMING EVENT
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Monthly CAT Update (January 16, 2025)
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03/28/2024
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.1.0 r2
03/27/2024
Event
CAIS Industry Testing Checkpoint Call (March 27, 2024)
CAIS Industry Testing Checkpoint Call (March 27, 2024) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
03/27/2024
Reference Material
Proposed CAT NMS Plan Amendment – Cost Savings Amendment (3/27/2024)
03/21/2024
Event
Monthly CAT Update (March 21, 2024)
Monthly CAT Update (March 21, 2024) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
03/20/2024
Event
CAT Technical Specifications Working Group - March 19, 2024
FDID Validation on Transaction Data - March 19, 2024 (Presentation)
Auction Instructions - March 19, 2024 (Presentation)
Audio file
03/13/2024
FAQ
K26.
Are any handling instructions required when a paired options order is routed to an options exchange and the exchange member is willing to meet price improvement offered by other exchange participants?
Topics
K. Options
03/13/2024
Event
CAIS Industry Testing Checkpoint Call (March 13, 2024)
CAIS Industry Testing Checkpoint Call (March 13, 2024) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
03/13/2024
FAQ
E32.
What handling instructions must be applied to order events designated for participation in auctions?
Topics
E. Order Routing and Execution
03/08/2024
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.1.0 r3 (Clean)
03/07/2024
Reference Material
FINRA CAT Connectivity Supplement for Industry Members v1.17
Topics
A. General
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