Skip to main content

Content type

Topics

Year

Technical Specifications
Reference Data
Communication
Guidance
Timeline
About
CAT Fees
Reporter Portal
- Access Information

Content type

Topics

Year

Topics

Home

Filter by Content Type

Filter by Topic

All Topics

A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

W. Fee Dispute Resolution

Sort by

Order

Subscribe

T. Production Readiness Testing

This topic includes information related to certification testing in order to obtain access to the CAT Production Environment.

Displaying 21 - 30 of 50 results

Filter by Content Type

Filter by Topic

All Topics

A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

W. Fee Dispute Resolution

Sort by

Order

02/05/2020
Event
Weekly Industry Testing Checkpoint Call (2/4/2020)
- Industry Test Release Checkpoint (2/4/2020) - Presentation
- AWS PrivateLink Connectivity Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
01/30/2020
Event
CAT Technical Specification Working Group Q&A - 1/30/2020
- CAT Technical Specification Working Group Q&A 1/30/2020 - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
01/29/2020
Event
Weekly Industry Testing Checkpoint Call (1/28/2020)
- Industry Test Release Checkpoint (1/28/2020) - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
01/22/2020
Event
Weekly Industry Testing Checkpoint Call (1/21/2020)
- Industry Test Release Checkpoint (1/21/2020) - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
01/16/2020
Event
CAT Technical Specification Working Group Q&A - 1/16/20
- CAT Technical Specification Working Group Q&A 1/16/20 - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
01/16/2020
Event
Industry Webinar – CAT Updates (01/15/2020)
- Industry Webinar - General CAT Update
Audio file

Topics

A. General

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
01/15/2020
Event
Weekly Industry Testing Checkpoint Call (1/14/2020)
- Industry Test Release Status 1/14/2020 - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
01/14/2020
FAQ
T1. Where can Industry Members find information regarding production readiness testing requirements?

Topics

T. Production Readiness Testing
01/14/2020
FAQ
T5. If an Industry Member successfully certifies for Phase 2a equity submissions, must it recertify for Phase 2b options submissions?

Topics

T. Production Readiness Testing
01/14/2020
FAQ
T3. If the production readiness submission has an error rate exceeding 10%, can the data be corrected and resubmitted for a subsequent certification attempt?

Topics

T. Production Readiness Testing

Pagination

« First
‹ Previous
1
2
3
4
5
Next ›
Last »

Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].

©2020- FINRA. All rights reserved.
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.

Footer

Contact Us
Subscribe
Legal Notice
Privacy Policy