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P. Feedback and Error Correction

This section provides information related to CAT file and data submission feedback and the error correction process.

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All Topics

A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

Sort by

Order

07/21/2020
Event
Weekly Industry Testing Checkpoint Call (7/21/2020)
- Weekly Industry Testing Checkpoint Call (7/21/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
07/14/2020
Event
Weekly Industry Testing Checkpoint Call (7/14/2020)
- Weekly Industry Testing Checkpoint Call (7/14/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
07/14/2020
Event
CAT Technical Specification Working Group Q&A - 7/14/20
- 2d Requirement for Unique orderID
- TRF Corrections and Rejections
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
07/08/2020
Event
Weekly Industry Testing Checkpoint Call (7/7/2020)
- Weekly Industry Testing Checkpoint Call (7/7/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
07/01/2020
Event
Weekly Industry Testing Checkpoint Call (6/30/2020)
- Weekly Industry Testing Checkpoint Call (6/30/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
06/30/2020
Event
CAT Technical Specification Working Group Q&A - 6/30/20
- CAT Technical Specification Working Group Q&A 6/30/20- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
06/23/2020
Event
Daily Industry Testing Checkpoint Call (6/23/2020)
- Daily Industry Testing Checkpoint Call (6/23/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
06/16/2020
Event
CAT Technical Specification Working Group Q&A - 6/16/20
- Updates to TRF Linkage Key
Audio file

Topics

P. Feedback and Error Correction
06/16/2020
Event
Daily Industry Testing Checkpoint Call (6/16/2020)
- Daily Industry Testing Checkpoint Call (6/16/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
06/09/2020
Event
Weekly Industry Testing Checkpoint Call (6/9/2020)
- Weekly Industry Testing Checkpoint Call (6/9/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

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