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K. Options
This topic includes information and reporting requirements related to options orders.
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A. General
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F. Representative Orders
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H. ATS
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J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
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T. Production Readiness Testing
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12/14/2020
FAQ
K10.
Does the exemption for Options Market Maker quotes apply to orders that function as quotes?
Topics
K. Options
03/12/2020
FAQ
K13.
If an Industry Member manually initiates a proprietary order and simultaneously enters the order into an OMS/EMS, is this considered a manual event or an electronic event?
Topics
K. Options
02/11/2020
FAQ
K11.
Can an Industry Member choose to report manual option events in Phase 2b, though they are not required until Phase 2d?
Topics
K. Options
01/30/2020
Event
Industry Webinar - Options Market Makers (1/29/2020)
Industry Webinar - Options Market Makers (1/29/2020) - Presentation
Audio file
Topics
K. Options
01/28/2020
FAQ
K7.
This FAQ has been moved to section K. Options, as FAQ K8.
Topics
K. Options
12/10/2019
FAQ
K9.
When sending orders to CAT, are Options Market Makers required to mark such orders with an open or close indicator?
Topics
K. Options
08/30/2019
Event
Industry Webinar - Options Deep Dive Follow Up Session (August 29, 2019)
CAT Options Deep Dive Follow up - Presentation
Audio file
Topics
K. Options
07/18/2019
Event
In-person Consolidated Audit Trail Options Deep Dive July 16, 2019 in Philadelphia
Options Deep Dive Philadelphia 7/16/19 - Presentation
Audio file
Topics
K. Options
06/18/2019
FAQ
K4.
Are option assignments required to be reported to CAT?
Topics
K. Options
06/12/2019
Event
In-person Consolidated Audit Trail Options Deep Dive June 11, 2019 in San Francisco
Options Deep Dive San Francisco 6/11/2019
Audio file
Topics
K. Options
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