Small Firms Transaction Report Cards Webinar (January 12, 2022)
On January 12, 2022 at 1:30 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar for small firms to provide a basic overview of the Industry Member Transaction Report Cards.
Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.