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Monthly CAT Implementation Update and FINRA (SRO) Status Update on OATS Retirement (June 17, 2021)

Consolidated Audit Trail, LLC and FINRA CAT, LLC host a Monthly CAT Implementation Update on the third Thursday of every month at 4:15 pm ET. The Monthly CAT Implementation Update meetings provide the industry with a high level overview of materials and guidance published on the www.catnmsplan.com website during the month.

On June 17, 2021, in addition to the regularly scheduled monthly implementation update, staff from FINRA (SRO) will provide an update on the status of OATS retirement.  

Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.

Zoom Webinar Information:

Topic: Monthly CAT Implementation Update and FINRA (SRO) Status Update on OATS Retirement 
Date: June 17, 2021
Time: 4:15 pm ET (New York, GMT-04:00)
Meeting Number: 936-9920-2112

Meeting Password: 414686

 

Join the online meeting

 

Join by Telephone

Dial: 

US (Toll): +1 669 444 9133

US (Toll-Free): +1 833 445 1212

Meeting Number: 936-9920-2112

Meeting Password: 414686

Zoom International Dial-In Numbers

Jun
17

Monthly CAT Implementation Update and FINRA (SRO) Status Upd...

04:15PM EDT