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CAT Transaction and CAT CAIS Production and Prod-Mirror Test Environments will be unavailable from 8 pm ET on May 14, 2021 through 2 pm ET on May 16, 2021 due to enhanced disaster recovery testing.

Industry Webinar - FDID Refresher and Introduction to Allocation Reporting (2/19/2020)

On Wednesday, February 19, 2020, at 4:15 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an Industry Webinar, FDID Refresher and Introduction to Allocation Reporting. This Webinar will include a refresher on the Firm Designated ID (FDID) requirements for Phases 2a and 2b and an introduction to Allocation reporting for Phase 2c.

Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.