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UPCOMING EVENT
May
15
Monthly CAT Update (May 15, 2025)
04:15PM EDT
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J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
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Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r22
Reference Material
CAT Billing Presentation- Updated October 2024
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V. CAT Billing
Event
Monthly CAT Update (May 15, 2025)
Topics
A. General
B. Reporting Requirements
Q. Customer and Account Information
V. CAT Billing
Event
Monthly CAT Update (June 19, 2025)
Topics
A. General
B. Reporting Requirements
Q. Customer and Account Information
V. CAT Billing
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