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UPCOMING EVENT
Jun
26
Monthly CAT Update (June 26, 2025)
04:15PM EDT
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A. General
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F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
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T. Production Readiness Testing
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V. CAT Billing
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Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r21
Governance
Proposed CAT NMS Plan Amendment - Verbal Quotes (08/02/2024)
Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r22
Reference Material
CAT Billing Presentation- Updated October 2024
Topics
V. CAT Billing
Event
Monthly CAT Update (June 26, 2025)
Topics
A. General
B. Reporting Requirements
Q. Customer and Account Information
V. CAT Billing
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