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Yes. As stated in FAQ I1, orders received for foreign securities that are OTC Equity Securities must be reported if any resulting executions are subject to transaction reporting under FINRA Rule 6622. If an order is received in the US symbol and the market of execution is not known by the end of the CAT Trading day on which the order was received, all events for the order must be reported to CAT. 

Because the resulting execution of the order was subject to transaction reporting under FINRA Rule 6622, both the routing firm and the firm ultimately executing the order have a CAT reporting obligation, and must report the order to CAT using the US Symbol and the price in US Dollars.

Consolidated Audit Trail, LLC and FINRA CAT, LLC will host Weekly Industry Testing Checkpoint Calls for CAIS/LTID every Wednesday at 4:15 pm ET beginning on August 26, 2020 until further notice. The events will be held at 4:15 pm ET.

Update - Effective September 2, 2020, these calls will be held every other Wednesday at 4:15.

Consolidated Audit Trail, LLC and FINRA CAT, LLC will host Weekly Industry Testing Checkpoint Calls every Tuesday at 4:15 pm ET beginning on January 7, 2020 until further notice. The events will be held at 4:15 pm ET.

Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.