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UPCOMING EVENT
Jan
16
Monthly CAT Update (January 16, 2025)
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12/22/2022
Event
CAIS Industry Testing Checkpoint Call (December 21, 2022)
CAIS Industry Testing Checkpoint Call (December 21, 2022) - Presentation
Material Inconsistencies Webinar (December 21, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
12/20/2022
Event
CAT Technical Specifications Working Group - December 20, 2022
CAT Technical Specifications Working Group (December 20, 2022) - Presentation
Audio file
Topics
B. Reporting Requirements
M. Firm Designated ID
Q. Customer and Account Information
12/16/2022
Reference Material
CAT Industry Member Technical Specifications (2d) v4.0.0 r18
12/15/2022
Event
CAIS Industry Testing Checkpoint Call (December 14, 2022)
CAIS Industry Testing Checkpoint Call (December 14, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
12/15/2022
Event
Monthly CAT Update (December 15, 2022)
Monthly CAT Update (December 15, 2022) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
12/08/2022
Event
CAIS Industry Testing Checkpoint Call (December 7, 2022)
CAIS Industry Testing Checkpoint Call (December 7, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
12/07/2022
FAQ
B47.
Order Internal Route Modified events are not required to be reported to CAT until Phase 2c. In Phase 2a, what orderID should be populated on events subsequent to the internal route modification (e.g., MEOR, MEOT)?
Topics
B. Reporting Requirements
12/07/2022
FAQ
B59.
What are the reporting requirements when a Stop, Stop Limit, Stop on Quote, or Stop Limit on Quote order is triggered?
Topics
B. Reporting Requirements
12/07/2022
FAQ
B62.
What are the CAT reporting requirements for Trailing Stop orders?
Topics
B. Reporting Requirements
12/07/2022
FAQ
B60.
What party has the obligation to report the Order Effective event/Option Order Effective event/Multi-Leg Order Effective event (MEOE/MOOE/MLOE) to CAT when all underlying conditions are met such that the order becomes and remains effective?
Topics
B. Reporting Requirements
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