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UPCOMING EVENT
Sep
19
Monthly CAT Update (September 19, 2024)
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09/11/2023
FAQ
B44.
In what phase are bids or offers in CAT reportable securities that are provided by an Industry Member or received from another Industry Member off a national securities exchange reportable to CAT?
Topics
B. Reporting Requirements
09/11/2023
FAQ
J6.
What are the reporting requirements for quotes entered directly into OTC Link IDQS via OTC Link IDQS’s Dealer Application?
Topics
J. OTC Equity Securities
09/07/2023
Event
Monthly CAIS Industry Testing Checkpoint Call (September 6, 2023)
Monthly CAIS Industry Testing Checkpoint Call (September 6, 2023) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
09/05/2023
Technical Specifications
CAIS Data Feedback Schema
09/05/2023
Technical Specifications
CAIS Data File Schema
09/05/2023
Technical Specifications
CAIS TIDS Schema
09/05/2023
Technical Specifications
CAIS TIDS Feedback Schema
08/22/2023
Event
CAT CAIS Technical Specifications Working Group - August 22, 2023
CAT CAIS Technical Specifications Working Group (August 22, 2023) - Presentation
Audio file
Topics
Q. Customer and Account Information
08/17/2023
Event
Monthly CAT Update (August 17, 2023)
Monthly CAT Update (August 17, 2023) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
08/15/2023
Event
CAT Technical Specifications Working Group - August 15, 2023
CAT Technical Specifications Working Group (August 15, 2023) - Presentation
Audio file
Topics
B. Reporting Requirements
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