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UPCOMING EVENT
Jan
16
Monthly CAT Update (January 16, 2025)
04:15PM EST
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O. Technical Requirements
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10/30/2023
Reference Material
Q3 2023 QPR
10/23/2023
Governance
Request for No-Action Relief related to 2X Load Testing
10/20/2023
Event
Monthly CAT Update (October 19, 2023)
Monthly CAT Update (October 19, 2023) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
10/12/2023
FAQ
A10.
This FAQ has been retired and archived. Please refer to FAQ V1.
Topics
A. General
10/12/2023
FAQ
V2.
Which Industry Members will receive a CAT invoice?
Topics
V. CAT Billing
10/12/2023
FAQ
V3.
How is “CAT Executing Broker” defined for CAT billing purposes?
Topics
V. CAT Billing
10/12/2023
FAQ
V5.
How is “executed equivalent shares” defined?
Topics
V. CAT Billing
10/12/2023
FAQ
V7.
How is the Historical Fee Rate for Historical CAT Assessments calculated?
Topics
V. CAT Billing
10/12/2023
FAQ
V8.
How is the Fee Rate for CAT Fees related to Prospective CAT Costs calculated?
Topics
V. CAT Billing
10/12/2023
FAQ
V9.
Will there be adjustments for trades that are cancelled or corrected?
Topics
V. CAT Billing
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