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UPCOMING EVENT
Sep
19
Monthly CAT Update (September 19, 2024)
04:15PM EDT
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Displaying 11 - 20 of 1419 results
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08/08/2024
Reference Material
CAT Fee Alert 2024-2
Topics
V. CAT Billing
08/08/2024
FAQ
V25.
How would CAT fees be assessed with regard to ATSs?
Topics
V. CAT Billing
08/08/2024
FAQ
V23.
How will transactions in fractional shares be treated under the funding model?
Topics
V. CAT Billing
08/08/2024
FAQ
V12.
When is the payment due for the monthly CAT invoice?
Topics
V. CAT Billing
08/08/2024
FAQ
V10.
When will the first CAT invoices be issued?
Topics
V. CAT Billing
08/08/2024
FAQ
V6.
How many types of CAT fees are there?
Topics
V. CAT Billing
08/08/2024
FAQ
V4.
How is a CAT Executing Broker’s CAT fee calculated?
Topics
V. CAT Billing
08/08/2024
FAQ
V1.
How is the cost of the CAT being funded?
Topics
V. CAT Billing
08/08/2024
FAQ
A11.
How does the CAT funding model set forth in the CAT NMS Plan work?
Topics
A. General
08/06/2024
Announcement
2024 Annual FINRA CAT User Account Certification Process For CAT Reporting Agents (CRAs)
Topics
A. General
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