Skip to main content
Content type
CAT Alert
Announcement
Event
FAQ
other
Reference Material
Timeline Activity
Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics
Year
- Any -
2025
2024
2023
2022
2021
2020
2019
2018
2017
2016
2015
2014
2013
2012
Technical Specifications
Industry Member Specifications
Industry Member Reporting Scenarios
Participant Specifications
Gap Analysis
Reference Data
Communication
Events
Announcements
CAT Alerts
Plan Participant Contact List
Guidance
FAQs
Registration & Onboarding
Topics
Clock Synchronization
Event Materials
Forms
CAT Alerts
Transaction Compliance Glossary
CAIS Compliance Glossary
Video Tutorials
Timeline
About
CAT NMS Plan
Exemptive Request Letters
Implementation Plan
One-time Written Assessments
Audited Financial Statements
Plan Participants
CAT Financial and Operating Budget
CAT Fees
Billing Trade Details Technical Specifications
CAT Billing Scenarios
Billing Trade Summaries
CAT Fee Alerts
CAT Billing Alerts
CAT Billing FAQs
Funding Model Approval Order
CAT Billing Webinars
CAT Fee Disputes
Reporter Portal
Access Information
Content type
CAT Alert
Announcement
Event
FAQ
other
Reference Material
Timeline Activity
Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics
Year
- Any -
2025
2024
2023
2022
2021
2020
2019
2018
2017
2016
2015
2014
2013
2012
Topics
Home
Filters
Show Results
Subscribe
V. CAT Billing
Displaying 51 - 60 of 62 results
Filter by Content Type
CAT Alert
Announcement
Event
FAQ
Reference Material
Timeline Activity
Filter by Topic
All Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
Sort by
Core Official Date
Order
Sort by Oldest First
Sort by Newest First
10/12/2023
FAQ
V16.
Are trade details related to the CAT invoice available?
Topics
V. CAT Billing
10/12/2023
FAQ
V5.
How is “executed equivalent shares” defined?
Topics
V. CAT Billing
10/12/2023
FAQ
V21.
Will separate receipts be issued for payment of CAT invoices?
Topics
V. CAT Billing
10/12/2023
FAQ
V26.
How would CAT fees be assessed with regard to non-Industry Members on transaction reports?
Topics
V. CAT Billing
10/12/2023
FAQ
V15.
How are questions related to CAT invoices handled?
Topics
V. CAT Billing
10/12/2023
FAQ
V20.
How will a firm be notified that CAT invoices have been published?
Topics
V. CAT Billing
09/28/2023
Event
Part 1: CAT Billing Webinar
CAT Billing Webinar - Presentation
Audio file
Topics
V. CAT Billing
Reference Material
CAT Billing Presentation- Updated October 2024
Topics
V. CAT Billing
Event
Monthly CAT Update (September 18, 2025)
Topics
A. General
B. Reporting Requirements
Q. Customer and Account Information
V. CAT Billing
Event
Monthly CAT Update (December 18, 2025)
Topics
A. General
B. Reporting Requirements
Q. Customer and Account Information
V. CAT Billing
Pagination
«
« First
‹
‹ Previous
1
2
3
4
5
6
7
›
Next ›
»
Last »