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V. CAT Billing

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J. OTC Equity Securities

K. Options

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O. Technical Requirements

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10/12/2023
FAQ
V26. How would CAT fees be assessed with regard to non-Industry Members on transaction reports?

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V. CAT Billing
10/12/2023
FAQ
V15. How are questions related to CAT invoices handled?

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V. CAT Billing
10/12/2023
FAQ
V20. How will a firm be notified that CAT invoices have been published?

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V. CAT Billing
10/12/2023
FAQ
V9. Will there be adjustments for trades that are cancelled or corrected?

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V. CAT Billing
10/12/2023
FAQ
V14. What should a firm do if payment was submitted but is not reflected on the CAT Reporter Portal?

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V. CAT Billing
10/12/2023
FAQ
V3. How is “CAT Executing Broker” defined for CAT billing purposes?

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V. CAT Billing
10/12/2023
FAQ
V19. What happens if a firm does not enter a billing contact in the CAT Contact Management System?

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V. CAT Billing
10/12/2023
FAQ
V8. How is the Fee Rate for CAT Fees related to Prospective CAT Costs calculated?

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V. CAT Billing
09/28/2023
Event
Part 1: CAT Billing Webinar
- CAT Billing Webinar - Presentation
Audio file

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V. CAT Billing
Event
Monthly CAT Update (June 19 , 2025)

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B. Reporting Requirements

Q. Customer and Account Information

V. CAT Billing

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