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J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

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10/12/2023
FAQ
V5. How is “executed equivalent shares” defined?

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V. CAT Billing
10/12/2023
FAQ
V21. Will separate receipts be issued for payment of CAT invoices?

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V. CAT Billing
10/12/2023
FAQ
V10. When will the first CAT invoices be issued?

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V. CAT Billing
10/12/2023
FAQ
V26. How would CAT fees be assessed with regard to non-Industry Members on transaction reports?

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V. CAT Billing
10/12/2023
FAQ
V15. How are questions related to CAT invoices handled?

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V. CAT Billing
10/12/2023
FAQ
V4. How is a CAT Executing Broker’s CAT fee calculated?

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V. CAT Billing
10/12/2023
FAQ
V20. How will a firm be notified that CAT invoices have been published?

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V. CAT Billing
10/12/2023
FAQ
V9. Will there be adjustments for trades that are cancelled or corrected?

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V. CAT Billing
10/12/2023
FAQ
V25. How would CAT fees be assessed with regard to ATSs?

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V. CAT Billing
10/12/2023
FAQ
V14. What should a firm do if payment was submitted but is not reflected on the CAT Reporter Portal?

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V. CAT Billing

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