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V. CAT Billing

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G. Manual Orders

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I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

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10/12/2023
FAQ
V15. How are questions related to CAT invoices handled?

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V. CAT Billing
10/12/2023
FAQ
V4. How is a CAT Executing Broker’s CAT fee calculated?

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V. CAT Billing
10/12/2023
FAQ
V20. How will a firm be notified that CAT invoices have been published?

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V. CAT Billing
10/12/2023
FAQ
V9. Will there be adjustments for trades that are cancelled or corrected?

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V. CAT Billing
10/12/2023
FAQ
V25. How would CAT fees be assessed with regard to ATSs?

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V. CAT Billing
10/12/2023
FAQ
V14. What should a firm do if payment was submitted but is not reflected on the CAT Reporter Portal?

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V. CAT Billing
10/12/2023
FAQ
V3. How is “CAT Executing Broker” defined for CAT billing purposes?

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V. CAT Billing
10/12/2023
FAQ
V19. What happens if a firm does not enter a billing contact in the CAT Contact Management System?

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V. CAT Billing
10/12/2023
FAQ
V8. How is the Fee Rate for CAT Fees related to Prospective CAT Costs calculated?

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V. CAT Billing
10/12/2023
FAQ
V24. How do I submit a fee dispute?

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V. CAT Billing

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