Latest Updates | CATNMSPLAN

02/16/2021
Event
CAT Technical Specification Working Group Q&A - 2/16/21
02/09/2021
Event
CAT Customer and Account Reporting Requirements and CAIS Technical Specification Overview (2/9/21)
02/08/2021
Basic page
Planned Industry Member Technical Specification Updates
02/05/2021
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v3.1.0 r10
02/05/2021
Technical Specifications
Industry Member Reporting Scenarios v2.12 (Redlined)
02/05/2021
Technical Specifications
Industry Member Reporting Scenarios v4.0
02/05/2021
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r6
02/05/2021
Technical Specifications
Industry Member Reporting Scenarios v2.12
02/05/2021
Technical Specifications
Industry Member Reporting Scenarios v3.9
02/03/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call (02/03/2021)
02/01/2021
Basic page
Reference Data
01/29/2021
FAQ| A. General
A25. Are primary market transactions subject to CAT reporting?
01/29/2021
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0
01/26/2021
FAQ| B. Reporting Requirements
B70. How should the price and eventTimestamp fields be populated on a Trade Event (MEOT) for a trade priced at the Net Asset Value (NAV)?
01/26/2021
FAQ| I. Foreign Securities
I10. When must the senderType field be populated with a value of ‘O’?

« First
‹ Previous
…
45
46
47
48
49
50
51
52
53
…
Next ›
Last »

Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].