Latest Updates | CATNMSPLAN

Reference Material
Proposed CAT NMS Plan Amendment Regarding the CAT Reporter Agreement and CAT Reporting Agent Agreement (12/18/2020)
Reference Material
CAT LLC Shares Condolences in Passing of FINRA Executive and Market Regulation Veteran Thomas Gira
Event
Industry Webinar - CAT 101
Basic page
Audited Financial Statements
CAT Alert
CAT-Alert-2019-04 - Feedback Definition for Named Errors
CAT Alert
CAT Alert 2019-03 - CAT Industry Member Reporting Scenarios Version 2.0
CAT Alert
CAT Alert 2019-02 - CAT Reporting Technical Specifications for Industry Members - Final
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v3.2.2 r1
Announcement
2019 Audited Financial Statements for CAT NMS, LLC and Consolidated Audit Trail, LLC
CAT Alert
CAT Alert 2018-002 – Industry Member Technical Specification 1.0
Timeline Activity
Onboarding Guide Update to include Multi-Factor Authentication
Release 1 - File Submission and Data Integrity Validations
Technical Specifications
Technical Specifications for IDQS
Event
Daily Industry Testing Checkpoint Call (6/17/2020)
Reference Material
CAT Billing Presentation- Updated October 2024
Timeline Activity
Industry Test Release 1.2
Release 1 - File Submission and Data Integrity Validations

Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].