No. If an Industry Member or CAT Reporting Agent coded a role of ‘AUTH3RD’ for the scenario where the reporting Industry Member itself has authority to place orders for the Account without prior approval of the account holder(s) and is not the holder of the account, the Industry Member and/or its CAT Reporting Agent can certify for Full CAIS production with the previous description of the ‘AUTH3RD’ value, assuming the Industry Member and/or its CAT Reporting Agent meet the production readiness requirements as set forth in the Industry Member CAIS Onboarding Guide. However, effective June 12, 2023, the role field must be accurately populated with ‘AUTHREP’ as set forth in the Full CAIS Technical Specifications.

This FAQ was retired on May 5, 2026.