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Do introducing and non-self-clearing executing brokers have CAIS LTID reporting obligations?

Do introducing and non-self-clearing executing brokers have CAIS LTID reporting obligations?

Yes. If an introducing broker or non-self-clearing executing broker has Reportable Events for an account with associated LTIDs or ULTIDs, they must report such accounts to CAIS LTID as described in FAQ Q20.

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