Skip to main content
  • FAQs Last Updated:

Is the TRF reported Branch/Sequence Number or FINRA Compliance Number required to be unique within an IMID (e.g. MPID) within a day?

Is the TRF reported Branch/Sequence Number or FINRA Compliance Number required to be unique within an IMID (e.g. MPID) within a day?

No. However, the tapeTradeID reported in the CAT Trade Event must precisely match the Branch/Sequence Number or FINRA Compliance Number reported to a TRF (including spaces and capitalization).