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Are indications of interest ("IOIs") or requests for quotes ("RFQs") reportable to the CAT?

Are indications of interest ("IOIs") or requests for quotes ("RFQs") reportable to the CAT?

No, neither IOIs nor RFQs are reportable to CAT, as neither falls within the definition of an "order" as set forth in the CAT NMS Plan. For CAT purposes, an IOI is a non-firm expression of trading interest that contains one or more of the following elements: security name, side, size, capacity and/or price.