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Has a legal entity been established to conduct the activities related to the CAT?

Has a legal entity been established to conduct the activities related to the CAT?

As of August 29, 2019, the Participants conduct activities related to the CAT through Consolidated Audit Trail, LLC, a Delaware limited liability company that is jointly owned by the Participants on an equal basis. The limited liability company agreement of Consolidated Audit Trail, LLC serves as the current CAT NMS Plan.

Prior to August 29, 2019, the Participants conducted the activities related to the CAT through a different Delaware limited liability company, CAT NMS, LLC, which the Participants jointly owned on an equal basis. Prior to August 29, 2019, the limited liability company agreement of CAT NMS, LLC served as the CAT NMS Plan.