Click this link to view events in calendar format.
  • 02/09/2022
    Webinar
    Monthly CAIS/LTID Industry Testing Checkpoint Call (February 9, 2022)

    Consolidated Audit Trail, LLC and FINRA CAT, LLC will host a monthly Industry Testing Checkpoint Call for CAIS/LTID on Wednesday, February 9, 2022 at 4:15 pm ET.

    Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.

    Topics
    P. Feedback and Error Correction
    Q. Customer and Account Information
  • 02/16/2022
    Webinar
    Monthly CAT Update (February 16, 2022)

    Consolidated Audit Trail, LLC and FINRA CAT, LLC host a Monthly CAT Update on the third Wednesday of every month at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of statistics, open issues, newly published guidance, announcements and reminders.

    Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.

    Topics
    A. General
    B. Reporting Requirements
    P. Feedback and Error Correction
    Q. Customer and Account Information

Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].