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CAT Transaction and CAT CAIS Production and Prod-Mirror Test Environments will be unavailable from 8 pm ET on May 14, 2021 through 2 pm ET on May 16, 2021 due to enhanced disaster recovery testing.

Phase 2d CAT Reporting Requirements for OTC Link ATS Subscribers (March 10, 2021)

On Wednesday, March 10, 2021 at 4:15 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar focused on the Phase 2d CAT quote and order reporting requirements for OTC Link ATS subscribers. 

Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.