Phase 2d CAT Reporting Requirements for Open Outcry Trades (June 15, 2021)
On Tuesday, June 15, 2021 at 4:15 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar for Options Floor Brokers and Floor Market Makers focusing on the CAT reporting requirements for open outcry trades in Phase 2d.
Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.