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Part 2: CAIS Releases (December 6, 2023)

On Wednesday, November 29, 2023 at 4:15 pm Eastern Time and Wednesday, December 6, 2023 at 4:15 pm Eastern Time, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host a two-part industry webinar covering upcoming CAIS releases. Part one will provide an overview of the planned releases, and part two will focus on detailed aspects of the releases, including outstanding errors and material inconsistencies.

Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.

Zoom Webinar Information:

Topic: CAIS Releases Part 2  
Date December 6, 2023
Time: 4:15 pm ET (New York, GMT-04:00)
Meeting Number: 961 7093 4520

Meeting Password: 383456


Join the online meeting


Join by Telephone
US (Toll): +1 669 444 9133
US (Toll-Free): +1 833 445 1212
Meeting Number: 978 2607 8345
Meeting Password: 224785
Zoom International Dial-In Numbers


Part 2: CAIS Releases (December 6, 2023)

04:15PM EST