Skip to main content

Part 1: Full CAIS Error Repairs, Corrections and Material Inconsistencies (August 2, 2022)

On August 2, 2022 and August 3, 2022, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host a two-part industry webinar focused on Full CAIS Error Repairs, Corrections and Material Inconsistencies. Part 1 will take place on Tuesday, August 2, 2022 at 10 am ET and will focus on the error repair process and the process for submitting firm-identified corrections and updates. Part 2 will take place on Wednesday, August 3, 2022 at 10 am ET and will focus on material inconsistencies and the material inconsistency resolution procedure. 

Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted. 

Zoom Webinar Information:

Topic: Part 1: Full CAIS Error Repairs, Corrections and Material Inconsistencies
Date: August 2, 2022
Time: 10 am ET (New York, GMT-04:00)
Meeting Number: 978 2607 8345

Meeting Password: 224785

 

Join the online meeting

 

Join by Telephone

Dial: 

US (Toll): +1 669 444 9133

US (Toll-Free): +1 833 445 1212

Meeting Number: 978 2607 8345

Meeting Password: 224785

Zoom International Dial-In Numbers

Aug
02

Part 1: Full CAIS Error Repairs, Corrections and Material In...

10:00AM EDT