CAT CAIS Technical Specifications Working Group - May 3, 2022

A live demonstration of the functionality available on the CAT CAIS Reporter Portal was recorded during this Technical Specifications Working Group. This demonstration is available as a video tutorial on the Video Tutorials page: Part 3: Overview and Demonstration of the CAT CAIS Reporter Portal - Full CAIS Phase.

CAT CAIS Technical Specifications Working Group - May 3, 2022

Audio:

Materials:

Topics:

CAT Alert
Announcement
Event
FAQ
other
Reference Material
Timeline Activity

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics

CAT Alert
Announcement
Event
FAQ
other
Reference Material
Timeline Activity

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics