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Update on CAIS Reporting Deadlines

The Interim Reporting Obligation Schedule set forth in CAT Alert 2022-01 is being updated as follows:

Interim Obligation 1 – No change
Interim Obligation 2 – No change
Interim Obligation 3 – No change
Interim Obligation 4 – Moved from December 5, 2022 to March 10, 2023
Full Compliance Go-Live – Moved from December 12, 2022 to March 17, 2023

In addition:

1. The transaction data FDID validations that were scheduled to begin in the Production environment on December 5, 2022 are being further delayed.  An announcement will be made when a new date has been determined.  It is anticipated the new date will be in January 2023.

2. Nightly Data Inconsistencies Feedback will be temporarily disabled until further notice.  It is anticipated this feedback will be enabled again beginning in January 2023. 

CAT LLC recently submitted a request for exemptive relief that would extend the deadline for Industry Member Phase 2e full reporting to the Central Repository.  Accordingly, as reflected above, the updated Industry Member compliance dates are March 10 and 17, 2023, respectively.