Skip to main content

You are invited to participate in the 2021 Business Clock Synchronization Survey. Click here for details.

Annual FINRA CAT User Account Certification Process For CAT Reporting Agents (CRAs)

2020 Entitlement Certification Period for CAT Reporting Agents (Not Applicable to Industry Members). FINRA CAT will launch an online Entitlement Certification Process for CAT Reporting Agents on October 13, 2020, which requires each organization to review and verify all CAT accounts (user, administrator, machine) by December 17, 2020.  In order to certify accounts, each CRA must designate a Certification Representative (CRep) by September 25, 2020