Phase 2c
Last Updated: 10/14/2021
| # | Status | Summary | Publish Date | Spec Version | Effective Date |
|---|---|---|---|---|---|
| 1 | Open | Update section 3.4 to clarify requirements for options prior to Phase 2d outlined in Scenario 3.7.3. | NA | NA | NA |
| 2 | Open | Clarify description of solicitationFlag field to be consistent with new FAQ C8. | NA | NA | NA |
Phase 2d
Last Updated: 10/14/2021
| # | Status | Summary | Publish Date | Spec Version | Effective Date |
|---|---|---|---|---|---|
| 1 | Published | Clarify that tradeDate will be used to validate symbol validity on allocation events. | 8/2/2021 | 4.0.0 r10 | 10/25/2021 |
| 2 | Published | Change electronicTimestamp field on MEOT and MOOT events from conditional to optional. | 10/8/2021 | 4.0.0 r11 | 11/15/2021 |
| 3 | Published | Clarify that legDetails.openCloseIndicator must be blank for equity orders. | 10/8/2021 | 4.0.0 r11 | 11/15/2021 |
| 4 | Published | Reject MEOT records if buyDetails.side field is populated with values SL, SS, SX or if the sellDetails.side field is populated with value B. | 10/8/2021 | 4.0.0 r11 | Q1 2022 |
| 5 | Published | For Multi-Leg Option Events, clarify that price must be blank when orderType is 'MKT'. | 10/8/2021 | 4.0.0 r11 | 11/15/2021 |
| 6 | Published | Add handlingInstructions value ‘MAX’ (OTC Link ATS Message MAX instruction). | 10/8/2021 | 4.0.0 r11 | 11/15/2021 |
| 7 | Published | Add deptType as an optional field to the MLOA event. In Q1 2022, this field will be changed from optional to required. | 10/8/2021 | 4.0.0 r11 | 11/15/2021 |
| 8 | Published | Add clearingFirm as an optional field to the MOOT event. In Q1 2022, this field will be changed from optional to required. | 10/8/2021 | 4.0.0 r11 | 11/15/2021 |
Phase 2a/2b
Last Updated: 10/14/2021
| # | Status | Summary | Publish Date | Spec Version |
|---|---|---|---|---|
| N/A as of 10/14/2021 |