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Phase 2d

​Last Updated: 01/11/2022

# Status Summary Publish Date Spec Version  Effective Date - Test Effective Date - Prod
1 Published Reject MEOT records if buyDetails.side field is populated with values SL, SS, SX or if the sellDetails.side field is populated with value B. 10/8/2021 4.0.0 r11 5/16/2022 7/11/2022
2 Published Change the data type of 'DLVT' handlingInstructions from Text to an Array. 12/20/2021 4.0.0 r12 2/7/2022 3/21/2022
3 Open Change the cancelQty field on Request events (MEICR, MEOCR, MOICR, MOOCR, MLICR, and MLOCR) from Conditional to Required starting in Q4 2022. 7/15/2022 TBD 10/10/2022 12/7/2022
4 Open Remove the TIDType field from the Allocation events. 3/25/2022 TBD 5/16/2022 7/11/2022
5 Open Add accountHolderType field to the Allocation events. 3/25/2022 TBD 5/16/2022 7/11/2022
6 Open Validate values supplied in firmDesignatedID fields against CAIS data 3/25/2022 TBD 5/16/2022 7/11/2022
7 Open Reject Equities and Simple Options events if the price field is populated with negative values. 3/25/2022 TBD 5/16/2022 7/11/2022
8 Open Add new event – MLOE – Multi-Leg Order Effective event. 7/15/2022 TBD 10/10/2022 12/7/2022
9 Open Change the multiLegInd field from Conditional to Required 7/15/2022 TBD 10/10/2022 12/7/2022
10 Open Change the data type of ‘CASH’ handlingInstructions from Text to Price. 7/15/2022 TBD 10/10/2022 12/7/2022
11 Open Add the following two new error codes to reject Multi-Leg events:
2224 - symbol in legDetails not valid on Event Date.
2225 - optionID in legDetails not valid on Event Date.
1/11/2022 TBD 2/7/2022 3/21/2022

 

Phase 2a/2b

​Last Updated: 01/11/2022

 # Status Summary Publish Date Spec Version
    N/A as of 01/11/2022    

 

Phase 2c

​Last Updated: 01/11/2022

# Status Summary Publish Date Spec Version
1 Open Update section 3.4 to clarify requirements for options prior to Phase 2d outlined in Scenario 3.7.3. N/A N/A
2 Open Clarify description of solicitationFlag field to be consistent with new FAQ C8. N/A N/A