Phase 2d
Last Updated: 09/06/2023
| # | Status | Summary | Posted Date | Spec Publish Date | Spec Version | Effective Date - Test | Effective Date - Prod |
|---|---|---|---|---|---|---|---|
| 1 | Published | Validate values supplied in firmDesignatedID fields against CAIS data. | 12/22/2021 | 3/25/2022 | 4.0.0 r14 | 5/16/2022 | TBD |
| 2 | Published | Add new intra-firm linkage warning error code: 395 - Early Reported Event. | 4/29/2022 | 5/16/2022 | 4.0.0 r15 | 6/20/2022 | TBD |
| 3 | Published | Provide a new linkage summary feedback file containing missing or invalid FDIDs. | 4/29/2022 | 5/16/2022 | 4.0.0 r15 | 6/20/2022 | TBD |
| 4 | Published | CAT will consider both the tradeDate and the Event Date when validating that the value provided on the firmDesignatedID on allocation events are valid in CAIS. | 12/9/2022 | 12/16/2022 | 4.0.0 r18 | 1/10/2023 | TBD |
| 5 | Published | Add a new validation that when ‘CASH’ is reported in the handlingInstructions field on CAT event, then the quantity field on the event must be populated with a value of zero. | 6/21/2023 | 7/31/2023 | 4.0.0 r20 | 9/25/2023 | 12/11/2023 |
| 6 | Published | Add new ‘MEMXOP’ value for the following fields: destination, marketCenterID and senderIMID to support MEMX Options exchange. | 6/21/2023 | 7/31/2023 | 4.0.0 r20 | 7/3/2023 | 9/18/2023 |
| 7 | Published | Add manualFlag and electronicTimestamp fields to Child Order events (MECO, MECOM, MECOC, MOCO, MOCOM, MOCOC, MLCO, MLCOM, MLCOC) for optional reporting of electronic timestamp for manual child orders. | 7/12/2023 | 7/31/2023 | 4.0.0 r20 | 9/25/2023 | 12/11/2023 |
| 8 | Published |
Electronic RFQ Responses (Included in July 2023 Spec Publication, but not deployed into Test or Production until 2024) • Add new quote events to support reporting of RFQ responses for Options (MONQ, MORQ, MOQR, MOQM, and MOQC) and Multi-Leg (MLNQ, MLRQ, MLQS, MLQR, MLQC, and MLQM) |
7/25/2023 | 7/31/2023 | 4.0.0 r20 | 2Q2024 | 3Q2024 |
Phase 2a/2b
Last Updated: 01/11/2022
| # | Status | Summary | Publish Date | Spec Version |
|---|---|---|---|---|
| N/A as of 01/11/2022 |
Phase 2c
Last Updated: 01/11/2022
| # | Status | Summary | Publish Date | Spec Version |
|---|---|---|---|---|
| 1 | Open | Update section 3.4 to clarify requirements for options prior to Phase 2d outlined in Scenario 3.7.3. | N/A | N/A |
| 2 | Open | Clarify description of solicitationFlag field to be consistent with new FAQ C8. | N/A | N/A |
*Planned Technical Specification Updates are subject to approval by the CAT NMS Plan Operating Committee.