Phase 2d
Last Updated: 04/15/2024
| # | Status | Summary | Posted Date | Spec Publish Date | Spec Version | Effective Date - Test | Effective Date - Prod |
|---|---|---|---|---|---|---|---|
1 | Published | Electronic RFQ Responses:
| 07/25/2023 | 07/31/2023 | 4.0.0 r20 | 05/13/2024 | 07/29/2024 |
2 | Published | Remove 'IDX' handlingInstructions value. | 01/19/2024 | 11/30/2023 | 4.1.0 | 05/13/2024 | 07/1/2024 |
3 | Published | Additional Enhancements based on Industry Feedback to Electronic RFQ Responses:
| 12/11/2023 | 11/30/2023 | 4.1.0 | 05/13/2024 | 07/29/2024 |
4 | Published | Support change to T+1 Settlement with compliance period for CAT reporting.
| 03/18/2024 | 03/28/2024 | 4.1.0r2 | 05/13/2024 | 07/29/2024 |
5 | Updated-Published | Add new ‘SPHR’ value for the following fields: destination, marketCenterID and senderIMID to support upcoming launch of MIAX Sapphire exchange (pending SEC approval). | 02/5/2024 | 03/28/2024 | 4.1.0r2 | 05/13/2024 | 08/12/2024 |
6 | Published | Add new ‘PCTPX’ handlingInstruction value with the following description: Indicates that the limit price provided in the price field is specified as a percentage of a benchmark price. For example, price=7.25 indicates that the limit price of the order is 7.25% of the closing price of the underlying security. This value will be Boolean. The Compliance date for CAT Reporting is 7/1/2024. | 03/18/2024 | 03/28/2024 | 4.1.0r2 | 05/13/2024 | 07/1/2024 |
7 | Published | Update Section 2.6.3.4: Routing to Foreign Destinations and U.S non-CAT Reporting Entities to clarify that destinationType and senderType values of ‘N’ and ‘S’ on the quote events will be used to suppress linkages. | 03/22/2024 | 03/28/2024 | 4.1.0r2 | 5/13/2024 | 7/29/2024 |
8 | Published | Retire position field 10 from the MLQC event. | 03/22/2024 | 03/28/2024 | 4.1.0r2 | 5/13/2024 | 7/29/2024 |
9 | Published | Update to CAT Error Codes:
| 03/22/2024 | 03/28/2024 | 4.1.0r2 | 5/13/2024 | 7/29/2024 |
10 | Published | Change the destination field from required to conditional for MERQ, MORQ, and MLRQ events and clarified in the description that it is not required when destinationType value is ‘S’ or ‘N’. | 03/22/2024 | 03/28/2024 | 4.1.0r2 | 5/13/2024 | 7/29/2024 |
11 | Published | Change the senderIMID field from required to conditional for MEQR, MOQR, and MLQR events and clarified in the description that it is not required when senderType value is ‘S’ or ‘N’. | 03/22/2024 | 03/28/2024 | 4.1.0r2 | 5/13/2024 | 7/29/2024 |
12 | Published | Change the destinationType from conditional to required on MORQ and MLRQ events. | 03/22/2024 | 03/28/2024 | 4.1.0r2 | 5/13/2024 | 7/29/2024 |
13 | Published | Update descriptions and requirements that the RFQFlag must be ‘true’ when RFQID field is populated, and that the RFQID field must be populated when the RFQFlag is ‘true’ on the MENQ event.
| 03/22/2024 | 03/28/2024 | 4.1.0r2 | 5/13/2024 | 7/29/2024 |
14 | Published | Correct the bidRelativePrice field data type on MERQ event to Name/Value Pairs. | 03/22/2024 | 03/28/2024 | 4.1.0r2 | 5/13/2024 | 7/29/2024 |
15 | Published | Update description and clarified requirements of unsolicitedInd field on MENQ, MEQR, and MEQM events. | 03/22/2024 | 03/28/2024 | 4.1.0r2 | 5/13/2024 | 7/29/2024 |
16 | Published | Change the validUntilDuration field from Numeric (4,6) to Real Quantity data type. | 03/22/2024 | 03/28/2024 | 4.1.0r2 | 5/13/2024 | 7/29/2024 |
Phase 2a/2b
Last Updated: 01/11/2022
| # | Status | Summary | Publish Date | Spec Version |
|---|---|---|---|---|
| N/A as of 01/11/2022 |
Phase 2c
Last Updated: 01/11/2022
| # | Status | Summary | Publish Date | Spec Version |
|---|---|---|---|---|
| 1 | Open | Update section 3.4 to clarify requirements for options prior to Phase 2d outlined in Scenario 3.7.3. | N/A | N/A |
| 2 | Open | Clarify description of solicitationFlag field to be consistent with new FAQ C8. | N/A | N/A |
*Planned Technical Specification Updates are subject to approval by the CAT NMS Plan Operating Committee.