Skip to main content

Phase 2d

​Last Updated: 06/09/2022

# Status Summary Posted Date Spec Publish  Date Spec Version  Effective Date - Test Effective Date - Prod
1 Published Reject MEOT records if buyDetails.side field is populated with values SL, SS, SX or if the sellDetails.side field is populated with value B. 10/8/2021 10/8/2021 4.0.0 r11 5/16/2022 7/11/2022
2 Open Change the cancelQty field on Request events (MEICR, MEOCR, MOICR, MOOCR, MLICR, and MLOCR) from Conditional to Required. 11/9/2021 7/15/2022 TBD 10/3/2022 12/5/2022
3 Published Remove the TIDType field from the Allocation events. 12/22/2021 3/25/2022 4.0.0 r14 5/16/2022 7/11/2022
4 Published Add accountHolderType field to the Allocation events. 12/22/2021 3/25/2022 4.0.0 r14 5/16/2022 7/11/2022
5 Published Validate values supplied in firmDesignatedID fields against CAIS data 12/22/2021 3/25/2022 4.0.0 r14 5/16/2022 TBD
6 Published Reject Equities and Simple Options events if the price field is populated with negative values. 12/22/2021 3/25/2022 4.0.0 r14 5/16/2022 7/11/2022
7 Published Add new event – MLOE – Multi-Leg Order Effective event. 12/22/2021 12/20/2021 4.0.0 r12 10/3/2022 12/5/2022
8 Open Change the multiLegInd field from Conditional to Required 12/22/2021 7/15/2022 TBD 10/3/2022 12/5/2022
9 Open Change the data type of ‘CASH’ handlingInstructions from Boolean to Price. 3/29/2022 7/15/2022 TBD 10/3/2022 12/5/2022
10 Updated-Open Reject Multi-Leg events if the value supplied in the underlying field is invalid. 5/2/2022 7/15/2022 TBD 10/3/2022 12/5/2022
11 Open Add deskOrderID field to Order Internal Route events to uniquely identify MEIR, MOIR, and MLIR events. 3/29/2022 7/15/2022 TBD 10/3/2022 12/5/2022
12 Published Add new intra-firm linkage warning error code: 395 - Early Reported Event. 4/29/2022 5/16/2022 4.0.0 r15 6/20/2022 TBD
13 Published Provide a new linkage summary feedback file containing missing or invalid FDIDs. 4/29/2022 5/16/2022 4.0.0 r15 6/20/2022 TBD
14 Open Remove metadata file submission requirement and related file integrity errors. 4/29/2022 7/15/2022 TBD 10/3/2022 12/5/2022
15 Open Add the following error code to reject Trade events:
2227 - Invalid combination of orderIDs between buyDetails and sellDetails.
5/27/2022 7/15/2022 TBD 7/11/2022 7/11/2022
16 Open Add the following error code to reject Order Fulfillment events:
2228 - Invalid combination of orderIDs between firmDetails and clientDetails.
5/27/2022 7/15/2022 TBD 7/11/2022 7/11/2022
17 NEW-Open Change the tapeTradeID field on Option Trade Event from Conditional to Required 6/9/2022 7/15/2022 TBD 10/3/2022 12/5/2022

 

Phase 2a/2b

​Last Updated: 01/11/2022

 # Status Summary Publish Date Spec Version
    N/A as of 01/11/2022    

 

Phase 2c

​Last Updated: 01/11/2022

# Status Summary Publish Date Spec Version
1 Open Update section 3.4 to clarify requirements for options prior to Phase 2d outlined in Scenario 3.7.3. N/A N/A
2 Open Clarify description of solicitationFlag field to be consistent with new FAQ C8. N/A N/A

 

 

*Planned Technical Specification Updates are subject to approval by the CAT NMS Plan Operating Committee.