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Planned LTID Phase Technical Specification Update

​Last Updated: 4/13/2021

 # Status Summary Publish Date Spec Version
1  Open

Clarify FDID rules and character handling after conversion from Alphanumeric to Text data type

April 2021 1.2r2
2 Open Clarify that both Submitters and CAT Reporter Firms will have access to the Feedback File when the Submitter is submitting on behalf of another firm April 2021 1.2r2
3 Open Revise the statement in Section 6.1.1 - Feedback Generation - to reflect the current feedback file versioning approach. April 2021 1.2r2

 

Planned Full CAIS Technical Specification Update

​Last Updated: 4/13/2021

 # Status Summary Publish Date Spec Version
1 Open Clarify FDID rules and character handling after conversion from Alphanumeric to Text data type April 2021 2.0r2
2 Open Clarify that both Submitters and CAT Reporter Firms will have access to the Feedback File when the Submitter is submitting on behalf of another firm April 2021 2.0r2
3 Open Revise the statement in Section 6.1.1 - Feedback Generation - to reflect the current feedback file versioning approach. April 2021 2.0r2
4 Open Update description for the bankDepositoryID and primeBrokerID attributes to note they are only required when the accountType attribute contains a value of DVP/RVP April 2021 2.0r2
5 Open Change the bankDepositoryID, primeBrokerID, and clearingBrokerID to be Array type attributes rather than Alphanumeric, allowing a firm to report multiple values for a single FDID record April 2021 2.0r2
6 Open Incorporate the changes to validations that compare FDID dates to the LTID dates of associated LTIDs from the LTID Phase specification update April 2021 2.0r2
7 Open Add correspondentCRD attribute to the Main JSON Object Level, allowing firms to denote reporting of customer and account data of a correspondent introducing broker firm April 2021 2.0r2
8 Open Change approach to submissions, to allow reporting of a single customer record in a single submission record with differing data April 2021 2.0r2
9 Open Remove Material and Minor Inconsistency against First Name and Last Name of Natural Person CAT Customers April 2021 2.0r2